Business Legal Services | Regulation and Compliance
Dealing with regulators is a complex and time-consuming exercise. We will always begin by looking into preventative measures, liaising and communicating with the regulator to try to resolve problems at an early stage and presenting evidence of action taken where appropriate.
Our expanding Regulatory Team has in-depth knowledge of legislation and codes of practice and can advise on policy issues in sectors such as legal, education and healthcare. Our regulatory expertise includes:
- Investigations and enquiries
- Regulatory proceedings in both the High Court and in statutory tribunals
- Disciplinary proceedings
- Judicial reviews
- The team
Recent work involves disciplinary appeals, prosecution and defence before disciplinary tribunals and the higher courts, including the Master of the Rolls.
Meet our Regulatory Team
Geoffrey Ellis – Director